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Arbitration and Litigation

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Articles

TABLE OF CONTENTS

Selected Publications:

  1. Lipner, The Easter Bunny, the Self-Critical Analysis Privilege, and Other Figments of the Securities Industry's Imagination, PIABA Bar Journal, Vol.9, No.1, at p.11 (2002)

  2. Lipner, Of Broker Dealers, Investment Advisors and Exculpatory Contracts, PIABA Bar. Journal, Vol.9, No.2, at p.13 (2002)

  3. Lipner, Fraud in the Inducement: Claims Can Be Made Against Brokers (and Lawyers), PIABA Bar Journal, Vol. 9, No.4, at p.24, (2003)

  4. Lipner, Jurisdiction and Arbitration, PIABA Bar Journal, Vol. 10, No.1, at p. 3 (2003)

  5. Lipner, Phony as a $3 Bill: Attorney Issued Discovery Subpoenas In Arbitration, PIABA Bar Journal, Vol. 10, No.2, at p.2 (2003)

  6. Lipner, Some Old New York Damages Cases That Just Might Apply Today, Vol. 10 PIABA B.J. No.3, pp. 2-4 (2003)

  7. Lipner, Vacatur in New York: Arbitrator Misconduct, 11 PIABA B.J. No.1, pp. 23-27 (2004)

  8. Lipner, Some Thoughts on Arbitration, Arbitration Practice and PIABA, 11 PIABA B.J. No.2, pp. 3-5 (2004)

  9. Lipner, Investment Managers, Fiduciary Breaches and Over-Concentrated Accounts, 11 PIABA B.J. No.3, pp. 2-6 (2004)

  10. Lipner, Exculpatory Agreements Involving Fiduciaries, PIABA Bar Journal, Vol. 11, No.4, pp. 2-4 (2004)

  11. Lipner, The Courts Finally Decide Who Decides, 12 PIABA B.J. No.1, pp.6-10 (2005)

  12. Lipner, Why Arbitration Recovery Statistics are Meaningless, PIABA Bar Journal, Vol. 12, No. 2, pp. 2-5 (2005)

  13. Lipner, Mistakes Claimant’s Lawyers Make, PIABA Bar Journal, Vol. 12, No. 3, pp. 4-7 (2005)

  14. Lipner, Professional Responsibility and the Development of Ethical Precepts, PIABA Bar Journal, Vol. 12, No. 4, pp 18-24 (2005)

  15. Lipner, Statutes of Limitations in New York: Measuring, Tolling and Shortening, PIABA Bar Journal, Vol. 13, No. 1, at p.2 (2006).

  16. Lipner, Using New York’s Pattern Jury Instructions in Arbitration, PIABA Bar Journal, Vol. 13, No. 2, (2006).

CHAPTERS IN BOOKS:

  1. Lipner, Report of the Shadow Task Force on Securities Arbitration Reform, chapter in SECURITIES ARBITRATION 1997, edited by David E. Robbins. Practicing Law Institute, 1997

  2. Lipner, Ideas Whose Time Has Come: The Single Arbitrator and Reasoned Awards, chapter in SECURITIES ARBITRATION 2000, edited by David E. Robbins. Practicing Law Institute, 2000

  3. Lipner, The Use and Abuse of Subpoenas in Arbitration: a Primer on Third-Party Discovery, chapter in SECURITIES ARBITRATION 2001, edited by David E. Robbins. Practicing Law Institute, 2001

  4. Lipner, Jurisdiction and Arbitration, chapter in SECURITIES ARBITRATION 2003, edited by David E. Robbins.  Practicing Law Institute, 2003

  5. Lipner, “The Second Report of The Shadow Task Force on Securities Arbitration Reform: The Shadow Returns”, chapter in SECURITIES ARBITRATION 2003, edited by David E. Robbins. Practicing Law Institute, 2003, reprinted in 10 PIABA B.J. No.4, pp. 2-8 (2003)

  6. Lipner, Third Party Discovery and Subpoenas in Arbitration, chapter in SECURITIES ARBITRATION 2004, edited by David E. Robbins. Practicing Law Institute, 2004

  7. Lipner, Why Arbitration Recovery Statistics are Meaningless, chapter in SECURITIES ARBITRATION 2005, edited by David E. Robbins. Practicing Law Institute, 2005 (subsequently featured in “PLI All-Stars” weekly e-message), reprinted in 12 PIABA B.J. No.2, pp. 3-7 (2005); stylized and reprinted in THE NEUTRAL CORNER, the official publication/newsletter of NASD Dispute Resolution

  8. Lipner, Reckoning Time in New York - An Update, chapter in SECURITIES ARBITRATION 2006, edited by David E. Robbins. Practicing Law Institute, 2006