SSB
Taping (Forbes.com)
While Grace may have been involved in installing the system, Spartis' claim to
have been an innocent bystander is dubious, argues Seth Lipner, an attorney
...
Advanced
Dispute Resolution Institute at the William Mitchell ...
An article in last month’s Securities Week, for example, cites Seth Lipner,
partner at Deutsch & Lipner in New York: “I think the securities
industry could ...
Fines
(Penalties) - News - Times Topics - The New York Times ...
By SETH E. LIPNER. In converting fines to restitution, the government's role
as market regulator is distorted and the public interest is damaged. ...
IN
THE MATTER OF SMITH BARNEY SHEARSON INC. ET AL., APPELLANTS, v ...
Seth
E. Lipner, for respondents. BELLACOSA , J.:. These two issue related
proceedings concern arbitrability of disputes arising out of respective
securities ...
MASTROBUONO
ET AL. V. SHEARSON LEHMAN HUTTON, INC., ET AL. -- US ...
... for the Public
Investors Arbitration Bar Association by Stuart C. Goldberg and Seth E. Lipner.
...
NASD
- Arbitration & Mediation - June 2006
- (NASD Neutral Corner)
*Seth
E. Lipner is Professor of Law at the Zicklin School of Business, Baruch
College, CUNY. He is also a member of the firm Deutsch & Lipner, ...
Attorneys
Who Pursue Brokers Often Manage Their Own Money - 04/04/2003
(Dow Jones Newswire)
"I
keep my money in a bank and a money market fund," said Seth Lipner, a
Garden City, NY lawyer who won $3 million last year in an arbitration case
that ...
Salomon
Under NYSE Investigation Over WorldCom - (Forbes.com)
Seth Lipner, an attorney with Deutsch & Lipner in Garden City, NY, who
represents former WorldCom employees who have filed complaints against
Salomon, ...
Hosing Down Wall Street - Newsweek Business - (MSNBC.com)
... judges, anybody who gets in his way," says Seth Lipner, whose law
associate is the target of the defamation suit. "He gets into the mud. ...
2002
Pulitzer Prizes - (New York
Times)
Seth Lipner, a partner at Deutsch & Lipner in Garden City, NY,
represents a former WorldCom employee in an arbitration case filed in
February against ...
The
Street's Dark Side - (Newsweek Business - MSNBC.com)
Attorney Seth Lipner estimates that only 30 percent of all cases
alleging that investors lost money because they relied on conflicted
research has resulted
More
"Malpractice" Lawsuits in the Aftermath of Merrill's $3 ...
(Registered
Representative Magazine) Quite simply, says attorney Seth Lipner, a partner at Deutsch &
Lipner in Garden City, NY, who represented the Weingartens, the
couple’s brokers lacked the ...
|
Company
Employees
(From from NY Times)
Seth Lipner, a lawyer at Deutsch & Lipner in Garden City, NY, who
represented the Merrill Lynch client who recently won $3 million, also
represents about a ...
Alphabet
Soup: Financial Advisers Are Adding More Titles To Their ...
(Wall Street Journal; AICPA)
"In
some cases, you have people wearing all three hats," says Seth Lipner, a
lawyer at Deutsch & Lipner in Garden City, NY "And the more hats they
wear, ...
A
Deadline Is A Deadline - Plaintiffs Who Missed Prudential Opt ...
(National Law Journal)
Seth
E. Lipner, of Garden City, NY's Deutsch & Lipner, which represented former
Prudential brokers who had purchased limited partnerships, made the most ...
Wall
Street Poet – Guest Poems
Vicitims
of the Bull Market - by Seth E. Lipner ...
Smith
Barney Investigated By NYSE
- Registered Representative Magazine
...
off the WorldCom website but ‘We were trying to talk them into
diversifying’ is a bald-faced lie," says Seth Lipner, of Deutsch &
Lipner in Garden City, ...
frontline:
the wall street fix: fixing the street: what's an ...
(Public
Broadcasting System (PBS))
... categories -- teachers, retirees,
dentists -- estimates attorney Seth Lipner, former president of the Public
Investors Arbitration Bar Association. ...
On
Wall Street - A SourceMedia and Investcorp publication
... side's agreement," claims Seth
Lipner, a principal in the Garden City, NY, law firm of Deutsch & Lipner,
and the most recent past president of PIABA. ...
ADR
Institute
An article in last month's Securities
Week, for example, cites Seth Lipner, partner at Deutsch & Lipner in New
York: “I think the securities industry could ...
Firms
Get Tough; File Counterclaims Against Disgruntled Customers ...
(On Wall Street)
While Merrill seems to be the most aggressive, Morgan Stanley and Salomon
Smith Barney have also used this tactic, says Seth Lipner, a New York City
lawyer. ...
Gray-Market
Battle Is Far From Won - New York Times
Much needs to be accomplished before
gray-market seller and consumers can relax. SETH E. LIPNER Assoc. Prof. of
Law, Baruch College New York, June 4, 1988 ...
IN
THE MATTER OF SMITH BARNEY SHEARSON INC. ET AL., APPELLANTS, v ...
Seth E. Lipner, for respondents.
BELLACOSA , J.:. These two issue related proceedings concern arbitrability of
disputes arising out of respective securities ...
MASTROBUONO
ET AL. V. SHEARSON LEHMAN HUTTON, INC., ET AL. -- US ...
...
for the Public Investors Arbitration Bar Association by Stuart C.
Goldberg and Seth E. Lipner. ..
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